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1. Purpose & Scope

Outline the plan’s scope by identifying what is (and is not) included, ensuring everyone is clear about what the resulting plan will and will not address.

For example:

In Scope

  • Critical IT systems and data recovery for all office locations
  • Business processes essential to client service delivery
  • Communication protocols for staff and clients during disruptions
  • Physical security procedures for safeguarding key assets
  • Compliance with legal and regulatory requirements

Out of Scope

  • Personal devices and home office equipment not managed by the firm
  • Non-critical or legacy systems scheduled for decommissioning
  • Third-party vendor recovery processes outside the firm’s direct control
  • Incidents that do not impact business continuity or critical data, such as storms or short-term power outages

Clearly defining these scope items helps ensure that all stakeholders understand the boundaries of the BC & DR plan and can set appropriate expectations for response and recovery efforts.